Financial resource mobilization for the implementation of the

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Strategic Plan for the Basel Convention

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3406

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United Nations Environment Programme

2004

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Guidance Note

Table of contents

Summary 4

1 Financial Resource Mobilisation for the Implementation of the Strategic Plan for the Basel

Convention 7

1.1 Background 7

1.2 Aim, Target Group and Structure 8

2 Resource Mobilisation for Waste Management 9

2.1 General Strategic Approach to Environmental Financing 9

2.2 Main Waste Management Actions and Drivers at Country Level 10

2.3 Summary of Steps in Financial Resource Mobilisation 12

2.4 Steps in Implementing the Basel Convention, including Financial Resource Mobilisation 13

2.4.1 Step 1: National Working Group 13

2.4.2 Step 2: Baseline 13

2.4.3 Step 3: Waste Management Options 14

2.4.4 Step 4: Funding Possibilities 14

2.4.5 Step 5: Strategy / Plan 18

2.4.6 Step 6: Raising of National and International Funds 19

2.4.7 Step 7: Implementation of Actions 20

3 Sources of Funding for Implementing the Basel Convention 21

3.1 National Funding Sources in Overview 21

3.1.1 Financing by Users 21

3.1.2 Public Budgets 22

3.1.3 Environmental Funds 23

3.1.4 National NGOs 23

3.1.5 Domestics Banks and Lending Institutions 23

3.2 International Funding Sources in Overview 23

3.2.1 International Development Banks 24

3.2.2 International Development Funds 25

3.2.3 International Commercial Banks 25

3.2.4 Financial Mechanisms of the Basel Convention 25

3.2.5 Multilateral Grant Donors 27

3.2.6 Bilateral Grant Donors and Lending Facilities 28

3.2.7 International NGOs 29

3.2.8 Innovative Financing 29

3.2.9 Partnership with Industry 29

4 About the Fact Sheets on Possible Funding Sources for Waste Management 31