INSTITUTION BUILDING IN THE FRAMEWORK OF EUROPEAN UNION

0,38
MB POLICIES A REFERENCE MANUAL ON

109
stron TWINNING PROJECTS

4765
ID Directorate-General for the Environment, European Commission

2005
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TABLE OF CONTENTS

PART A THE GENERAL APPROACH 9

SECTION 1: INTRODUCTION 10

1.1. Twinning as an Instrument for Institution Building 10

1.2. Overview of EU Funding for Twinning 13

SECTION 2: THE COMPONENTS OF A TWINNING PROJECT 14

2.1. The Fundamental Principles for all Twinning Projects 14

2.2. The Project Leaders (PL) and the Resident Twinning Adviser (RTA) 14

2.2.1. The Project Leaders 14

2.2.2. The Resident Twinning Adviser 15

2.3. The Twinning “Work Plan” 17

2.4. Role of the Beneficiary Countries (BC) 18

2.5. Role of the MS 20

2.6. Role of the Commission 20

2.6.1. General role of the Commission 20

2.6.2. Specific involvement of the Commission 21

2.6.2.1. Involvement of the Commission under PHARE (including Transition Facility) 21

2.6.2.2. Involvement of the Commission under CARDS, TACIS and MEDA 23

2.7. Role of the Administrative Office in the Beneficiary Country 25

2.7.1. Role of the AO in PHARE BCs (including Transition Facility) 25

2.7.2. Role of the AO in CARDS, TACIS and MEDA BCs 27

PART B PREPARATION OF TWINNING PROJECTS 30

SECTION 3: SUBMISSION AND SELECTION OF PROPOSALS 31

3.1. Call for Proposals 31

3.1.1 Call for Proposals 31

3.1.2 Submission of Proposals 31

3.1.3 Basic rules for the submission of Twinning proposals: 32

3.2. Specific cases 33

3.3 Public Administrations and Mandated Bodies 34

3.4 Member State Consortia 35

3.5. Selection of the Twinning Partners 36

3.5.1. Selection under PHARE, Transition Facility and Cards 37

3.5.2. Selection under MEDA and TACIS 38

3.5.3 Summary of registration, selection and evaluation procedures: 40

3.6. Summary of Selections 41

3.7. Possible Re-circulation 41

3.8. Drafting of the Twinning Contract including the Twinning Work Plan 41

3.8.1. Drafting of Twinning Contract and Work Plan under PHARE (TF) and Cards 42

3.8.2. Drafting of Twinning Contract and Work Plan under MEDA and TACIS 43

3.9. Approval of the Twinning Contract 44

3.9.1. Approval of the Twinning Contract under PHARE/Transition Facility/Cards 44

3.9.2. Approval of the Twinning Contract under MEDA and TACIS 46

3.10 Signature of the Twinning Contract 47

3.10.1 Signature of the Twinning Contract under PHARE 47

3.10.2 Signature of Twinning Contract under MEDA and TACIS 49

3.10.3 Signature of the Twinning Contract under CARDS 49

3.11 Notification of the Twinning Contract 51

3.11.1 Notification of the Twinning Contract under PHARE (Transition Facility) 51

3.11.2 Notification of the Twinning Contract under CARDS, MEDA and TACIS 52

SECTION 4: DETAILED PROJECT DESIGN 53

4.1. Designing the Project to achieve ‘Mandatory Results’ 53

4.2. Benchmarks, Timeframes, Duration & Risk Analysis 54

4.3. Deciding Project Management responsibilities 56

4.4. Inputs of BC (Staff & Infrastructure) 58

4.5. Inputs of MS (Staff) 59

4.5.1. Staff Know-how and Time 59

4.5.2 The Project Leader 59

4.5.3. The Resident Twinning Adviser (RTA) 60

4.5.4 Change of Project Leader or RTA 60

4.5.5 Staff Origin 60

4.6. Management and Accounting 60

4.7. Translation and Interpretation 61

4.7.1 Language/project assistant for the RTA 61

4.7.2. Translation 62

4.7.3 Interpretation 62

4.8. Seminars,Training, Traineeships, Workshops 62

4.9. Intangible Inputs 62

4.10 Summary project presentation 63

SECTION 5: THE TWINNING PROJECT BUDGET 64

5.1. The Project Budget 64

5.1.1. Content of the budget 64

5.1.2. Eligible costs 64

5.1.3. Structure of the budget 65

5.2. Reimbursement of Costs arising during the Preparation of the Twinning Contract 67

5.2.1. Drafting the Twinning Contract and Twinning Work plan 67

5.2.2. Training of RTAs 67

5.3. Resident Twinning Advisers 68

5.3.1. General principles 68

5.3.2. Staff Categories and rates of reimbursement 69

5.4. Project Leader, Short- and Medium-Term Expert Inputs 71

5.5. Intangible supplies and provision of services 73

5.6. Travel & Per Diem 73

5.6.1. Travel 73

5.6.2. Per Diem 74

5.6.3. Provision for changes in prices 75

5.7. Training and Seminars 75

5.7.1. Training in the BC 75

5.7.2. Study visits in the MS and Trainee/internships for BC officials in MS Partner Administration

75

5.8. “Twinning Management Costs” Compensation 76

5.8.1. General Principle 76

5.8.2. Recipient 77

5.8.3. Budget presentation 77

5.9. Translation and Interpretation 77

5.10. Equipment 78

5.11. Private Sector Sub-Contractors 79

5.12. Twinning Costs not covered by the EU 80

PART C IMPLEMENTATION OF TWINNING PROJECTS 81

SECTION 6: MANAGEMENT OF TWINNING PROJECTS 82

6.1. Timing and deadlines 82

6.2. Management by the Project Leaders 82

6.3. Monitoring 83

6.4. Project Reporting Requirements 84

6.4.1. Reporting requirements 84

6.4.2. Interim Quarterly Reports 85

6.4.3. Final Report 85

6.5. Evaluation 86

6.6. Changes to a Twinning Contract 86

6.6.1. Changes to a Twinning Contract 86

6.6.2. Addenda 88

6.6.3. Side letters (Administrative orders) 91

6.7. Termination 92

6.7.1. Termination of RTA secondment 92

6.7.2. Termination of the Twinning project 92

SECTION 7: FINANCIAL MANAGEMENT AND CONTROL 93

7.1. General Principles 93

7.2. Payment Procedure 94

7.3. The audit certificate 95

7.4. Audit 96

7.5. Services Rendered and Documentation in Support of Invoices 96

7.5.1. Endorsement by the Beneficiary of Services Rendered 96

7.5.2. Documentation in Support of Invoices 97

7.6. Private Sector Inputs: tendering, procurement and contracting 97

7.7. Provision for changes in prices 99

7.8. Principles of taxation 99

SECTION 8: SPECIFIC PROCEDURES FOR ‘TWINNING LIGHT’ 100

8.1. Definition of ‘Twinning Light’ 100

8.2. The detailed ‘Twinning light’ Project fiche 101

8.3. The mandatory result 102

8.4. Selection of MS administration 102

8.4.1. Circulation of projects 102

8.4.2. Minimum criteria for proposals from MS 102

8.4.3. Selection procedure 103

8.4.3.1. Selection procedure under PHARE (before and after EDIS) 103

8.4.3.2. Selection procedure under CARDS, MEDA and TACIS 104

8.5. Contract and Implementation 104

8.5.1. Structure of the contract 104

8.5.2. Costs eligible for financing 104

8.5.3. Contracting Authority, signatories of contract, order of signature 105

8.5.3.1. Under PHARE 105

8.5.3.2. Under CARDS, MEDA and TACIS 105

8.5.4. Reporting 105

8.5.5. Payments 105

8.5.6. Audit Certificate 105

8.6. Monitoring and assessment 106

8.7. Changes to the ‘Twinning light’ contract 106