Understanding and Applying the Concept of Sustainable

5,91
MB Development to Transportation Planning and Decision-Making in

872
stron the U.S.

6274
ID Massachusetts Institute of Technology

2006
rok

CONTENTS

ABSTRACT . 4

ACKNOWLEDGEMENTS . 5

TABLE OF CONTENTS . 7

LIST OF TABLES 12

LIST OF FIGURES 13

LIST OF BOXES 16

APPENDICES . 17

1 INTRODUCTION . 19

1.1 RESEARCH OBJECTIVES 20

1.2 DISSERTATION OUTLINE . 20

2 CONCERN FOR A GLOBAL FUTURE 36

2.1 HUMAN NEEDS . 37

2.1.1 Philosophies of Ethics and the Good Life . 40

2.1.2 The Psychology of Human Needs . 45

2.1.3 Human Development . 55

2.1.4 Income and Well-being 62

2.1.5 Conclusion 67

2.2 SOCIAL JUSTICE, INEQUALITY, AND THE SOCIAL CONTRACT BETWEEN THE GOVERNED

AND THE GOVERNMENT . 70

2.2.1 The Social Contract and the Theory of Justice 71

2.2.2 Operationalizing the Social Contract . 78

2.2.3 Equality of What? 91

2.3 RAPID TECHNOLOGICAL CHANGE 98

2.3.1 Sustaining and Disrupting Innovation 105

2.3.2 Technology, Society, and Sustainable Development . 115

2.4 LIVING BEYOND OUR ECOLOGICAL MEANS: THE TECHNOLOGY DEBATE 119

2.4.1 Technological Optimism 123

2.5 TECHNOLOGICAL CHANGE AND GLOBALIZATION 126

2.6 REFERENCES 136

3 THE EMERGENCE OF SUSTAINABLE DEVELOPMENT . 145

3.1 THE RISE OF NATIONAL ACTIVITIES TO PROTECT THE NATURAL ENVIRONMENT DURING

THE TWENTIETH CENTURY . 148

3.1.1 The Transition from Conventional Development to Sustainable Development 151

3.2 A NATIONAL FOCUS ON THE HUMAN ENVIRONMENT 155

3.2.1 The U.S. Environmental Agenda (1960 - 1970) 155

3.3 THE RISE OF AN INTERNATIONAL CONCERN FOR THE HUMAN ENVIRONMENT .168

3.3.1 The Pre-Stockholm Deliberations (1968 - 1972) . 175

3.3.2 Influential Publications Released Prior to the Stockholm Conference (1971 - 1972) 180

3.3.3 The Stockholm Conference on the Human Environment (1972) 191

3.3.3.1 The Declaration of the UN Conference on the Human Environment 192

3.3.3.2 The Action Plan for the Human Environment . 197

3.3.3.3 The United Nations Environment Programme (UNEP) and the Environment Fund .199

3.3.4 The Cocoyoc Symposium on Patterns of Resource Use, Environment, and Development

Strategies (1974) . 202

3.3.5 The Emergence of a Concern for the Global Climate . 211

3.3.6 The Emergence of a Concern for Occupational Safety and Health 216

3.3.7 The 1973/4 and 1979 Oil Shocks . 218

3.3.8 Reflection on a Decade of Debate (the 1970s) . 220

3.4 THE RISE OF AN INTERNATIONAL CONCERN FOR SUSTAINABLE DEVELOPMENT 228

3.4.1 U.S. Environmental Legislation and International Treaties and Conventions: 1980 to 2004 . 229



3.4.2 The 1980 World Conservation Strategy . 237

3.4.3 The Brundtland Commission and Our Common Future (1983 - 1987) . 244

3.4.4 The UN Conference on Environment and Development - The Earth Summit (1992) . 249

3.4.4.1 The Rio Declaration on Environment and Development 255

3.4.4.2 Agenda 21 and the UN Commission on Sustainable Development 262

3.4.4.3 Rio’s Unasked Questions 263

3.4.5 Earth Summit II (1997) 267

3.4.6 The World Summit on Sustainable Development - Earth Summit III (2002) 274

3.5 SUSTAINABLE DEVELOPMENT AND ECONOMIC GLOBALIZATION 282

3.5.1 What is Globalization? . 283

3.5.2 The Role of Government and International Organizations in a Global Economy 287

3.5.3 Conclusion 290

3.6 REFERENCES 292

4 CONCEPTS AND ORGANIZING FRAMEWORKS . 300

4.1 SUSTAINABLE DEVELOPMENT . 300

4.1.1 Metaphors and Discourses of Sustainable Development . 301

4.1.2 Definitions and Challenges 309

4.1.3 Conceptualizing Sustainable Development . 314

4.1.4 The Role of Government in Sustainable Development . 318

4.2 ORGANIZING FRAMEWORKS . 323

4.2.1 Environmental and Resource Economics 323

4.2.1.1 Externalities . 327

4.2.1.2 Benefit-Cost Analysis (BCA) and Valuation Techniques . 328

4.2.1.3 Problems with BCA . 330

4.2.1.4 Trade-off and Positional Analysis as Alternatives to BCA . 335

4.2.1.5 A Hybrid Trade-off/Positional Analysis Framework 343

4.2.1.6 Using a Trade-off Matrix for Technology Assessment to Encourage Dynamic System

Transformations . 346

4.2.1.7 Conclusion . 347

4.2.2 Ecological Economics . 348

4.2.3 Technology as a Driver: The Role of Government in Stimulating Technological Innovation 355



4.2.3.1 Implicit Assumptions about Technological Innovation in Neo-Classical Environmental and

Ecological Economics 355

4.2.3.2 The Classical Linear Model of Technological Innovation 356

4.2.3.3 Static versus Dynamic Efficiency 359

4.2.3.4 Government’s Role in Achieving Dynamic Efficiency: Beyond the Porter Hypothesis . 360

4.2.3.5 The Need to Go Beyond Product and Process Innovation 362

4.2.3.6 Strategic Niche Management and Transition Management 367

4.2.3.7 The Three-layered Approach for System Innovation 370

4.2.3.8 The Integration of Government Interventions 372

4.2.4 Trade, and International and National/Regional Markets, as Drivers of Change . 374

4.2.5 Financing for Sustainable Development . 381

4.2.6 Stakeholder Participation . 382

4.3 REFERENCES 387

5 MEASURING SUSTAINABLE DEVELOPMENT (THE CHOICE OF METRICS) . 398

5.1 THE CYBERNETIC SOCIETY . 398

5.2 WHAT IS AN INDICATOR? HOW SHOULD INDICATORS BE DEVELOPED? . 399

5.3 THE INFLUENCE OF INDICATORS ON POLICY AGENDAS . 403

5.4 INDICATOR DEVELOPMENT DURING THE 21ST CENTURY . 404

5.5 INDEXES AND INDICATOR FRAMEWORKS OF SUSTAINABLE DEVELOPMENT . 408

5.5.1 Partial Sets of Indicators . 410

5.5.2 Indexes/Holistic Indicators . 411

5.5.3 Holistic Indicator Frameworks . 415

5.6 A CLOSER LOOK AT THE OECD AND UNCSD INDICATOR FRAMEWORKS . 416

5.7 THE HALL-REVISED UNCSD INDICATOR FRAMEWORK . 423

5.7.1 Changes to the Social Category . 425

5.7.2 Changes to the Environmental Category 428

5.7.3 Changes to the Economic Category 428

5.7.4 Changes to the Institutional Category . 430

5.7.5 New Category - Peace and Security 430

5.7.6 What is not Included? 431

5.8 REFERENCES 441

6 SUSTAINABLE TRANSPORTATION 447

6.1 THE TRANSPORTATION SYSTEM: TERMINOLOGY AND SYSTEM REPRESENTATIONS 447

6.1.1 System Purpose 448

6.1.2 Integrated Network of Sub-systems 448

6.1.3 An Open, Large Scale System 449

6.1.4 Movement and System Inputs and Outputs . 449

6.1.5 System Complexity 451

6.1.6 System Representation . 452

6.1.7 Conclusion 458

6.2 SUSTAINABLE TRANSPORTATION . 458

6.2.1 Transportation and Its Relationship to the Concern for Sustainable Development 460

6.2.2 Definitions and Principles of Sustainable Transportation 468

6.2.3 The Transportation System and the Economy 478

6.2.4 Applying Sustainable Development Principles to the Transportation System: An Alternative

Framework to the Three E’s 484

6.2.4.1 Preserving Natural Capital for Future Generations (Sa) 487

6.2.4.2 Preserving the [Quasi-]Option Value of Human and Manufactured Capital for Future

Generations (Sb) . 489

6.2.4.3 Improving Quality of Life (QoL) for Individuals (Da) 497

Safety, Security, and Sustenance . 499

Competence, Efficacy, and Self-esteem 501

Autonomy and Authenticity . 505

Connectedness 506

Concluding Remarks - Improving QoL by Satisfying Basic Human Needs . 508

6.2.4.4 Ensuring a Fair Distribution of Life-Quality (Db) . 508

6.2.4.5 Conclusion: Combining the Sustainable Transportation and Sustainable Development

Perspectives on Transportation 516

6.3 A SUSTAINABLE TRANSPORTATION DECISION-SUPPORT FRAMEWORK . 521

6.4 CONNECTING THE HALL-REVISED UNCSD INDICATOR FRAMEWORK WITH INDICATORS

OF SUSTAINABLE TRANSPORTATION . 527

6.5 REFERENCES 547